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英文原文Development of a Method for the Energy Efficiency Determination of Stacker Cranes in Automated High-Bay WarehousesAndreas Rcker Research Assistant;Technical University of Munich;Faculty of Mechanical Engineering;Chair of Materials Handling, Material Flow, Logistics (fml); Germany.Jona Rief Research Assistant;Technical University of Munich ;Faculty of Mechanical Engineering;Chair of Materials Handling,Material Flow, Logistics (fml); Germany。Johannes Fottner Professor;Technical University of Munich;Faculty of Mechanical Engineering;Chair of Materials Handling,Material Flow, Logistics (fml);GermanyModern intralogistic facilities fulfil important tasks within todays supply chains. Many different influences must be taken into account in their planning and construction. Current trends and circumstances show a strong tendency to build energy efficient and therefore environmentally friendly warehouses. This applies to the building technology of a warehouse and the intralogistic system used. Intralogistic facilities with an automated high-bay warehouse are very common and often operated by stacker cranes. This storage technology allows goods to be stored in a very volume and energy-efficient manner. The performance and energy demand of stacker cranes are influenced by a large number of parameters. To determine their energy efficiency is therefore complex. In this paper wepresent a method based on a simulation study which could be a possible solution for this problem.Keywords: Intralogistics; High-bay warehouse; Automated storage and retrieval system; Stacker crane; Energy efficiency.1. INTRODUCTIONIn times of global climate change, ecological aspects are very important in every part of supply chains. This results in an increasing need to reduce the energy consumption in the physical part of the supply chain. Besides transport systems, intralogistic facilities are an important part of the physical supply chain. These circumstances also affect high-bay warehouses, which are an important part of intralogistic facilites. The energy consumption of automated high-bay warehouses is therefore of bigger concern to manufacturers and operators. These high-bay warehouses are often operated by stacker cranes (SCs). SCs are used to store, relocate and retrieve small load carriers, pallets or special load carriers inside the storage racks. Their energy demand and performance is influenced by a large number of variable effects which can only be optimised systematically.Gnthner et al. proposed in 2009 that a system for managing sustainability measures via an evaluation system would increase the opportunities for improvement 12. They proposed to implement a control and measurement system before any improvements aremade to measure their impact. Their system is based on four steps: 1. definition of sustainability key figures, 2.establishing measurement systems, 3. assessment of the status quo, and 4. identification, implementation and evaluation of improvements. Based on these results, we suggest an implementation cycle for energy effiency measures pictured in Figure 1. The cycle consists offour steps which are: assessment of the status quo,identifying potentials for improvements, implementing improvements and evaluating improvements. For the assessment and the evaluation, a method for the determination of the energy efficiency is needed. Figure 1. Implementation cycle for energy efficiency measures (compare 23)The energy efficiency in public places is often linked to the EU energy efficiency label 8. These labels are used for the classification of white goods like dishwashers, washing machines and refrigerators. They are helpful for consumers to gain a fast overview of the energy demand and to have the possibility to compare different machines. Labels like these are not common in the industrial environment. The rating for air filters 9 and the international efficiency code (IE-Code) for electric motors 4 are examples for the classification of individual machine components. The rating for elevators 27,28 is an example for the classification of a whole machine. The energy efficiency classification is often based on a reference machine and a reference cycle. It is not feasible to define a reference SC because these machines are individually designed for a specific application. Thus we only use a reference cycle in our method.In the field of intralogistics, there is currently only one new guideline for the energy consumption determination available 29. This guideline also contains a method to calculate the energy consumption of an SC.In a former paper 24, we presented an investigation of the mean energy demand and the performance of SCs.The simulation model which was used for the investigation in this paper is based on the FEM guideline. This paper uses the results of the conducted simulation study to develop a meta model for the determination of the mean energy demand and furthermore for the energy efficiency determination of SCs. Subsequently, we presented a possible method to develop classes for the energy efficiency labelling. We repeated our suggestion to use the FEM reference cycle for the mean energy demand determination. This work aims to be a contribution to improve the energy efficiency of SCs.2. LITERATUREThe change to green intralogistics was examined by Altintas et al. 1 in 2010. The research work especially shows potential for intralogistics by sampling and analysing literature of different optimisation potentials in intralogistics. They also conducted an expert survey to test the industrys views on green logistics. Their research work is based on the roadmap for sustainable intralogistics from Gnthner et al. 12. Optimising the energy efficiency in intralogistics was also part of the research work of Lottersberger and Hafner. They investigated the energy efficiency of material flow systems 13, 14 with a focus on continuous conveyors. A modern approach for optimising the investment expenses, the cycle times and the CO 2 footprint for automated storage and retrieval systems was presented by Rajkovic et al. 21. They presented a multi-objective optimisation model to simultaneously consider the different design criteria of automated storage and retrieval systems.The impact of the design options in intralogistics and building design on the overall energy demand and CO 2 emissions was part of the research work of Freis et al. 11. They investigated three reference intralogistics facilities with different degrees of automation. One of their conclusions was the significant increase of the energy demand with increasing automation.The last review paper presenting a literature survey on SCs was presented by Roodbergen 22, followed by a review paper in 2016 by Boysen and Stephan with a focus on scheduling tasks of SCs 2. The energy demand of SCs was part of various publications in recent years. Meneghetti et al. focused their research work on the influence of strategic parameters 1720. Lerher et al. presented a first method for calculating the energy efficiency of miniload stacker cranes (MSCs) 16. Ertl et al. also investigated energy demand and the energy efficiency of SCs and presented a method for energy efficiency classes for MSCs 5, 6. A method for the benchmarking of different types of automated storage and retrieval systems was presented by Sthr et al. 25. They proposed the use of the standard double cycle from VDI 3561 26 as a reference cycle for the comparison between MSCs, shuttle systems and horizontal carousel systems.The energy demand of pallet stacker cranes (PSCs) has only been investigated by Braun and Furmans 3.Their work was focused on the the calibration of a simulation model to anticipate the energy demand of a specific SC. In their work, they did not investigate superordinate relationships for a large number of PSCs. With our work, we try to close this research gap.3. MATERIALS AND METHODSA typical scheme of an SC and the nomenclature used in the paper is shown in Figure 2. Because of their fundamentally different mass ratios, we distinguish between MSCs and PSCs in the analyses in this work. Figure 2. Scheme of a stacker crane (compare 23)In addition, we symbolically represent the energy efficiency classes from A to G, which will later be proposed for classification. The main components are the base frame, the mast, the head, the lifting device with load handling device and the drives. SCs have two main drives for the horizontal and vertical movement of the payload. The power supplies of the main drives are electrically connected via a DC link 24.In the paper we present an approach for the energy efficiency determination of an SC. Before we specify the method, we present a simple meta model of the energy demand of an SC using the FEM cycle. Both methods are based on the results of the simulation study performed in 24. The list of varied parameters which specify the SC configurations in the simulation study is shown in Table 1.Table 1. List of the varied parameters and their maximum and minimum values for MSC and PSC 24ParameterMSC minMSC maxPSC minPSC maxNumber of columns ncol30802060Number of levels nlev2040818Acceleration drive unitax2 m/s5 m/s0.5 m/s1.5m/sAcceleration lift unit ay1 m/s3 m/s0.2 m/s1 m/sVelocity drive unit vx4 m /s6 m /s1.5 m/s3.5 m/sVelocity lift unitvy in m/s1.5 m/s3 m/s0.5 m/s2 m/sEfficiency drive and liftunit x,y0.40.70.40.7Mass base frame mbase1.2 t2 t8 t20 tParameterMSC minMSC maxPSC minPSC maxMass lift unit mLu250 kg450 kg2.5 t4.5 tMass payload mload25 kg75 kg0.5 t1.5 tStorage occupancy OCC0.40.90.40.9Use of a refeed unit RU0101In between these minimum and maximum values of each parameter, we used 20,000 different SC configurations selected by a Latin hypercube sampling algorithm for the simulation study. We used 5,000 different SC configurations for MSC and PSC, either with (RU1) or without (RU0) a refeed unit. The refeed unit can feed electrical energy back into the grid, thus reducing the energy demand. We evaluated the mean energy demand and the throughput for each configuration during a large number of randomly created operation cycles. Subsequently, the data was used to find a suitable reference cycle. We developed two different ways for calculating a reference cycle and compared it with the FEM 9.851 10 reference cycle. In our comparison, the FEM cycle was the best possible cycle for our purposes. It allowed the determination of the mean energy demand of an SC using just one double cycle and minimum error.3.1 Meta modelling the energy demand of a stacker craneFigures 3 and 4 show the results of the simulation study with the correlations of the energy demand and the throughput (TP) and the varied parameters. Figure 3 shows the correlations for the MSC double cycleconfigurations without a refeed unit (RU0).Furthermore, Figure 4 shows the correlations for the PSC double cycle configuratio- ns with a refeed unit (RU1).Based on these results, we showed in 24 that the mean energy demand could be assumed by using thereference double cycle from FEM 9.851 10. It is also very well approved as a reference cycle for the mean cycle time. The FEM double cycle is pictured in Figure 5. Figure 3. Correlations for the MSC double cycle configurations without a refeed unit and with TP in moved items per hour and E in kJ 24 Figure 4. Correlations for the PSC double cycle configurations without a refeed unit and with TP in moved items per hour and E in MJ 24 Figure 5. Double cycle from FEM 9.851 10For the FEM cycle the store and retrieve position are defined in (1) with as the rack length and as the rack height.Store position:Pr(1/5.L,2/3.H) Retrieve position:Pr(2/3.L,1/5.H) (1)Firstly a store cycle from the I/O point to the store position, secondly a drive from the store to the retrieve point and thirdly a retrieve cycle from the retrieve position back to the I/O point are performed. We focused our investigations on the reference double cycle.The simulation results of the 20,000 configurations for the correlation between the overall mean energy demand and the energy demand for one FEM double cycle are shown in Figures 6 and 7. The results are split into MSC and PSC and are displayed with thecorresponding error distribution. We discovered a strong indication for a linear correlation in both cases. Figure 6. Correlation for the overall mean energy demand and the energy demand of an FEM double cycle with the corresponding relative error for MSC.The error distribution is somewhat narrower for MSC and has a lower mean error than for PSC. Figure 7. Correlation for the overall mean energy demand and the energy demand of an FEM double cycle with the corresponding relative error for PSCBased on the simulation results, the FEM double cycle leads to an overestimation of the mean energy demand of approximately 10%. Because of this relation, we propose a si- mple linear model to calculate the overall mean energy demand EMwith the energy dem- and of an FEM double cycle E FEM in equation (2).EM ( EFEM ) = cFEM EFEM (2)For the double cycles of MSC and PSC in all configurations, we evaluated a correction factor c FEM = 0.891. The results for the residual energy demand values and the relative error for different configurations are presented in section 4.1.3.2 Describing the energy efficiency of stacker cranesIn general the energy efficiency is defined in the EU directive 2012/27/EU as the ratio of output of performance, service, goods or energy to input energy 7. The main definition of energy efficiency can be stated with (3) with the performance and the electrical energy demand E el to achieve this performance. The nomenclature is based on the definition from Ertl 5. He used the reciprocal value of kEE for his work. kEE =F/Eel (3)The performance definition of the SC is based on mass flow and volume capacity of the storage rack. Equation (4) states the definition for the performance . It contains throughput , the mean transported payload mass mload , the number of columns ncol and levels nlev and the volume of a storage compartment VUnit. The throughput represents the number of load units moved per time unit. (4)Lerher used also the warehouse volume as a performance measure for a shuttle based storage and retrieval system 15. The combination of the selected parameters should be suitable for the consideration of the performance. The energy demand Eel can also beexpressed through the mean electrical power Pel , the throughput and the number of transported load units in the review period nload. (5)Combining the equations (3), (4) and (5), we get the full definition for the energy efficiency key figure with either energy demand or mean electrical power (6)。kEE=F/ Eel (6)The calculation method executed for all configu- rations leads to the resulting distribution of for MSC in Figure 8 and for PSC in Figure 9. Figure 8. Distribution of the energy efficiency index kEE for MSCThe figures for PSC are higher than for MSC by a factor of ten. Both distributions indicate a moved standard distribution of the energy efficiency index. The whole range is based on the parameter space from Table1. The distributions are used to apply different classi- fication methods. The results are shown in Section 4.2. igure 9. DFistribution of the energy efficiency index kEE for PSC4.RESULTSThe results section is split into two different parts. First, we show the results from our metamodelling and error correction of the energy demand with the FEM cycle. Second, we state the results for three different distribution methods of energy efficiency classes.4.1 Metamodelling the mean energy demand with the FEM cycleUsing the described correction factor from Section 3.1, we get the following results for different configurations. To have a more detailed insight, we split the results for MSC and PSC in the 5,000 configurations without (RU0) and with (RU1) a refeed unit. The resulting residuals (difference between overall mean energy demand and estimated energy demand) for the different configurations are shown in Figure 10. The residuals are mainly evenly distributed, except for individual outliers. Figure 10. Residuals for the overall mean energy demand and the energy demand of an FEM double cycleThe resulting relative error distributions in Figure 11 indicate small relative errors with mostly an overes- timation of the mean energy demand. Only the PSC configura- tions without a refeed unit are mostly underestimated. Figure 11. Relative error of an FEM double cycle related to the overall mean energy demandTable 2 lists the values for the error distributions in Figure 11. To keep the absolute value of the mean error at a lower level, we accepted the overestimation in some of the configurations.Table 2. Mean, minimum and maximum error values and the share of configurations with an absolute error smaller or equal to 10 % for the double cycle configurations in %.ConfigurationmeanminmaxP(| 10%|)MSC, RU02.3-3.811.899.94MSC, RU13.2-0.79.1100PSC, RU01.6-6.110.299.98PSC, RU1-2.8-12.04.899.74.2 Energy efficiency class determinationIn this section, we introduce three different possibilities to build seven efficiency classes from A to G. The stated definition of the energy efficiency index seems to lead to a moved normal distribution of kEE over the simulated configurations (see Figures 8 and 9). To split these ranges into different efficiency classes, we used five symmetric intervals with an interval range of one standard deviation in the range of 2.5, an additional interval over +2.5 and below -2.5. The corresponding percentile, the share and the limit values for the seven intervals are displayed in Table 3.Table 3. Energy efficiency class limit values based on a standard distributionClassPer- centileShareMSCkEE,minkg m3inJ hPSCkEE,minkg m3inJ hA0.62 %0.62 %19.38185.81B6.7 %6.1 %15.04138.41C30.9 %24.2 %10.8197.10D69.1 %38.3 %7.2463.37E93.3 %24.2 %4.7740.27F99.4 %6.1 %3.5125.74G100 %0.62 %00 Using these values, we can split our four different basic configurations into the seven classes. The resulting class distributions show that naturally the share of higher efficient SCs is higher with the use of a refeed unit (see Figure 12). Combining the results for RU0 and RU1 would lead to the normal distribution with the shares listed in Table 3.In addition to the normal distribution-based split and for a better assessment, we tried out two other distribution methods. The first is based on a linear series and the second is based on a geometric series. The linear series starts with the limit value of class A from the standard distribution kEE,1 and is built with the distance between two classes dkEE,lin using equation (7).kEE,i,lin = kEE,1 - dkEE,lin i (7)Splitting the classes with a linear series leads to a less uniform distribution compared to the normal distribution. The results in Figure 13 show a not necessarily desired shift
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